1. Vision and Mission Statement for Investors



2. Details of services provided by Debenture Trustee.

3. Guidance pertaining to timelines for various services provided

S.No. Type of Activity/ Service Timeline(within number of days)
1. Disclosure by Debenture Trustee on Website or Stock Exchanges, as applicable
On continuous basis
a. Revision in Credit ratings of debt securities 1
b. Status of payment of interest/principal by the listed entity 1
On quarterly basis
a. Monitoring of Asset Cover Certificate for secured nonconvertible debentures 60
b. Statement of value of pledged securities to Stock Exchange 60
c. Status of Quarterly compliance report submitted by listed entity 60
On half yearly basis
a. Details of Debenture issues handled by debenture trustee and their status 60
b. Status of information regarding breach of covenants/terms of the issue, if any action taken by debenture trustee 60
c. Complaints received by debenture trustee(s) including default cases 60
d. Monitoring of Asset Cover Certificate for unsecured nonconvertible debentures [as provided by the issuer company 60
e. Net worth certificate of guarantor to stock exchange (in case NCDs are secured by way of personal guarantee) 60
On annual basis
a. Financials/value of guarantor prepared on basis of audited financial statement etc. of the guarantor(in case NCDs are secured by way of corporate guarantee) 75
b. Valuation report and title search report for the immovable/movable assets, if any. 75
c. Status regarding maintenance of accounts maintained under supervision of debenture trustee 75
d. Status of information regarding any default by listed entity and action taken by debenture trustee 75
e. Utlization Certificate submitted by listed entity 75
2. Other services/activities
a. Providing copy of debenture trust deed to investor 7
b. Redressal of Investor Grievances by Debenture Trustee 30
c. Notice to be issued by Debenture Trustees in case of change in terms of debt securities including rollover, redemption of debt securities etc. 15

4. Guidance pertaining tospecial circumstances


5. Rights and Obligations of Investors

Investor Right – right to

Investor Obligations – under obligation to

6. Details of grievance redressal mechanism